TRY DEMO TESTS
10 Free Mock Tests | Year: 2024
Our Testimonials
I recently scored 75% in the NISM Research Analyst exam after just three days of preparation, thanks to the mock tests from NISMExams.in. Many questions in the actual exam were directly from the mock tests. As a Professor of Accountancy and Research, I highly recommend these mock tests for their accuracy and effectiveness in helping you pass with confidence.
WhatsApp Image 2024-09-09 at 5.38.52 PM

Rahul Mhabde

Mumbai

NISMExams.in played a crucial role in helping me pass my NISM Equity Derivatives exam on the first attempt with 84% marks. The course was comprehensive, and the mock tests were incredibly accurate, reflecting the real exam format. It provided me with the confidence and knowledge needed to succeed. I highly recommend NISMExams.in for anyone serious about clearing their NISM exams.

business-man-profile-photo-cartoon-c_1167562-13440

Mohit Chauhan

Pune

Thanks to NISMExams.in, I successfully cleared my NISM Mutual Fund Distributors with 69% marks on the first attempt. The course material was well-structured and easy to follow, making it perfect for beginners like me. The mock tests closely mirrored the actual exam, which boosted my confidence. I highly recommend NISMExams.in for anyone looking to pass their NISM exams.

WhatsApp Image 2024-09-09 at 6.02.03 PM

Milan Jadav

Gujarat

Thanks to NISMExams.in, I passed the NISM Research Analyst exam with 74% marks. The mock tests were incredibly detailed and aligned perfectly with the actual exam. They helped me grasp key concepts and practice effectively. If you’re preparing for the Research Analyst exam, I highly recommend NISMExams.in for its accurate and structured approach. It made all the difference in my success!

business-man-profile-photo-cartoon-c_1167562-13440

Lokesh Prasad

Karnataka

I cleared the NISM Mutual Funds exam with 65%, and I owe a lot of my success to NISMExams.in. The course was concise yet thorough, and the mock tests were a game changer, helping me get familiar with the actual exam pattern. The content is perfect for targeted preparation, especially if you’re looking to pass in a short time. I highly recommend NISMExams.in to anyone aiming to clear their NISM exams!

WhatsApp Image 2024-09-09 at 6.15.37 PM

Mehul Tank

Mumbai

I successfully passed my NISM Depository Operations exam with 76% after using your portal. Initially, I tried “Pass 4 Sure” but didn’t clear the exam. However, NISMExams.in mock tests were spot on, with many questions appearing in the actual exam. Your question bank was a valuable asset, and the investment was totally worth it considering the importance of this certification.

WhatsApp Image 2024-09-09 at 5.40.09 PM

Maulik

Gujarat

NISMExams.in has been a game-changer for my exam preparation! The free mock tests helped me practice real exam scenarios, and I cleared the NISM Mutual Fund Distributors exam on my first attempt with an impressive 92%. The platform’s structure and detailed feedback gave me the confidence I needed. Highly recommend!

mom-icon-flat-illustration-mom-vector-icon-web-isolated-yellow-background_96318-27428

Rupali

Delhi

I recently cleared my NISM Mutual Funds Distributor exam with 82% after using the resources from NISMExams.in. I had tried other platforms, but nothing compared to the quality of mock tests provided here. The explanations were clear, and the practice questions were very similar to the actual exam. Thanks to this portal, I now feel confident in my knowledge and skills as a certified mutual fund distributor.

portrait-male-tourist-visiting-great-wall-china_23-2151261922

Amit Sharma

Delhi

Clearing the NISM Investment Adviser Level 1 exam was no easy task, but NISMExams.in made it much more manageable. With their detailed question bank and mock tests, I scored 85% on my first attempt. The interface and structure of their exams were incredibly similar to the actual NISM exam, which gave me the confidence I needed. I highly recommend this portal for anyone preparing for this certification.”

Seema Banerjee NISM Test Testimonial

Seema Banerjee

Delhi
NISM Securities Intermediaries Exam Pattern
NISM Securities Intermediaries Exam Syllabus Outline

The exam is divided into two parts, covering various regulatory and compliance aspects related to securities intermediaries.

Part 1: Understanding the Financial and Regulatory Structure in India

  1. Introduction to the Financial System: Overview of the financial system and its components.
  2. Regulatory Framework – General View: Understanding the general regulatory framework in India.
  3. Introduction to Compliance: Key compliance responsibilities for securities intermediaries.
  4. SEBI Act, 1992: Comprehensive understanding of the SEBI Act.
  5. Securities Contracts (Regulation) Act, 1956 & Rules 1957: Overview of regulations related to securities contracts.
  6. SEBI (Intermediaries) Regulations, 1992: Regulations governing intermediaries in the securities market.
  7. SEBI (Prohibition of Insider Trading) Regulations, 1992: Framework to prevent insider trading in the securities market.
  8. SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003: Measures against fraud and unfair trade practices.
  9. Prevention of Money Laundering Act, 2002: Regulations to prevent money laundering activities.
  10. SEBI (KYC Registration Agency) Regulations, 2011: Guidelines for Know Your Customer (KYC) processes and regulations.

Part 2: Understanding Intermediary-Specific Regulations

  1. SEBI (Stock Brokers and Sub-brokers) Regulations, 1992 & Delisting Guidelines 2003: Regulations for stock brokers, sub-brokers, and guidelines for delisting.
  2. SEBI (Merchant Bankers) Regulations, 1992 & SEBI Takeover Code, BuyBack Regulations, 2006: Merchant banking and rules related to takeovers and buybacks.
  3. SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009: Regulations for the issue of capital and disclosure requirements.
  4. SEBI (Depositories) Regulations, 1996: Regulations governing depositories.
  5. SEBI (Depositories and Participants) Regulations: Rules for depositories and their participants.
  6. SEBI (Bankers to an Issue) Regulations, 1994: Rules governing bankers to an issue.
  7. SEBI (Underwriters) Regulations, 1993: Regulations for underwriters in the securities market.
  8. SEBI (Debenture Trustees) Regulations, 1993: Guidelines for debenture trustees.
  9. SEBI (Credit Rating Agencies) Regulations, 1999: Rules governing credit rating agencies.
  10. SEBI (Custodian of Securities) Regulations, 1996: Regulations for custodians of securities.
10 Free Mock Tests | Year: 2024
Our Testimonials
I recently scored 75% in the NISM Research Analyst exam after just three days of preparation, thanks to the mock tests from NISMExams.in. Many questions in the actual exam were directly from the mock tests. As a Professor of Accountancy and Research, I highly recommend these mock tests for their accuracy and effectiveness in helping you pass with confidence.
WhatsApp Image 2024-09-09 at 5.38.52 PM

Rahul Mhabde

Mumbai

NISMExams.in played a crucial role in helping me pass my NISM Equity Derivatives exam on the first attempt with 84% marks. The course was comprehensive, and the mock tests were incredibly accurate, reflecting the real exam format. It provided me with the confidence and knowledge needed to succeed. I highly recommend NISMExams.in for anyone serious about clearing their NISM exams.

business-man-profile-photo-cartoon-c_1167562-13440

Mohit Chauhan

Pune

Thanks to NISMExams.in, I successfully cleared my NISM Mutual Fund Distributors with 69% marks on the first attempt. The course material was well-structured and easy to follow, making it perfect for beginners like me. The mock tests closely mirrored the actual exam, which boosted my confidence. I highly recommend NISMExams.in for anyone looking to pass their NISM exams.

WhatsApp Image 2024-09-09 at 6.02.03 PM

Milan Jadav

Gujarat

Thanks to NISMExams.in, I passed the NISM Research Analyst exam with 74% marks. The mock tests were incredibly detailed and aligned perfectly with the actual exam. They helped me grasp key concepts and practice effectively. If you’re preparing for the Research Analyst exam, I highly recommend NISMExams.in for its accurate and structured approach. It made all the difference in my success!

business-man-profile-photo-cartoon-c_1167562-13440

Lokesh Prasad

Karnataka

I cleared the NISM Mutual Funds exam with 65%, and I owe a lot of my success to NISMExams.in. The course was concise yet thorough, and the mock tests were a game changer, helping me get familiar with the actual exam pattern. The content is perfect for targeted preparation, especially if you’re looking to pass in a short time. I highly recommend NISMExams.in to anyone aiming to clear their NISM exams!

WhatsApp Image 2024-09-09 at 6.15.37 PM

Mehul Tank

Mumbai

I successfully passed my NISM Depository Operations exam with 76% after using your portal. Initially, I tried “Pass 4 Sure” but didn’t clear the exam. However, NISMExams.in mock tests were spot on, with many questions appearing in the actual exam. Your question bank was a valuable asset, and the investment was totally worth it considering the importance of this certification.

WhatsApp Image 2024-09-09 at 5.40.09 PM

Maulik

Gujarat

NISMExams.in has been a game-changer for my exam preparation! The free mock tests helped me practice real exam scenarios, and I cleared the NISM Mutual Fund Distributors exam on my first attempt with an impressive 92%. The platform’s structure and detailed feedback gave me the confidence I needed. Highly recommend!

mom-icon-flat-illustration-mom-vector-icon-web-isolated-yellow-background_96318-27428

Rupali

Delhi

I recently cleared my NISM Mutual Funds Distributor exam with 82% after using the resources from NISMExams.in. I had tried other platforms, but nothing compared to the quality of mock tests provided here. The explanations were clear, and the practice questions were very similar to the actual exam. Thanks to this portal, I now feel confident in my knowledge and skills as a certified mutual fund distributor.

portrait-male-tourist-visiting-great-wall-china_23-2151261922

Amit Sharma

Delhi

Clearing the NISM Investment Adviser Level 1 exam was no easy task, but NISMExams.in made it much more manageable. With their detailed question bank and mock tests, I scored 85% on my first attempt. The interface and structure of their exams were incredibly similar to the actual NISM exam, which gave me the confidence I needed. I highly recommend this portal for anyone preparing for this certification.”

Seema Banerjee NISM Test Testimonial

Seema Banerjee

Delhi
Scroll to Top