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Depository Operations Certification Free Demo Test 9

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Depository Operations Certification Free Demo Test 9

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1. People can nominate beneficiaries for accounts held jointly.

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2. Which among these are classified as off-market transactions?

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3. Which of the following trades do not get settled through an off-market route?

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4. Which one of these is a cash-related business action?

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5.

Transfer of securities from an account in one depository to an account in another depository is termed as ____________.

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6. The Clearing Corporation transferring securities to the broker’s settlement account for the quantity of securities purchased on behalf of their clients is called ‘pay-out’.

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7.

If clients agree, we can send them transaction statements electronically. How can we do this?

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8. People who own securities can exchange them after sending them for rematerialization.

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9. Section 14 of the Depositories Act, 1996 allows making pledges and hypothecations against securities held in demat mode.

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10.

If the borrower refuses to accept the activation of hypothecation, the securities will still be maintained as pledged balances in the borrower’s account.

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