Investment Adviser (Level 1) Free Demo Test 3 -

Investment Adviser (Level 1) Free DemoTest 3

1 / 10

A retail investor in a public issue is an investor ______.

a) Who is not an institutional investor

b) Who does not have a demat account

c) Who applies for atleast 100 shares

d) Who invests not more than Rs. two lakhs

2 / 10

A U.S. citizen invested $1,000 in an Indian bank fixed deposit at a 10% interest rate for one year when the exchange rate was Rs. 45 for US$1. After a year, the rupee depreciated, and the exchange rate became Rs. 50 per USD. Did the U.S. citizen make a profit or loss?

a) Profit

b) No change

c) Loss

d) None of the above

3 / 10

Which mutual fund schemes must be officially listed on the stock exchange according to SEBI regulations?

a) All Equity scheme

b) Closed Ended schemes

c) All Debt schemes

d) Open Ended schemes

4 / 10

What among the following represents a financial goal?

a) A sizable sum needed to buy a new car in two years’ time

b) Rs.6 lakhs required for sister’s wedding

c) Rs.5 lakhs needed after two years to pay child’s tuition fees

d) Rs. 10 lakhs needed for purchasing a flat

5 / 10

If the US Dollar-Rupee exchange rate changes from 43.00 to 43.30, the US Dollar has __________ and the Rupee has ___________.

a) Appreciated, Strengthened

b) Appreciated, Depreciated

c) Depreciated, Weakened

d) Depreciated, Appreciated

6 / 10

Assuming a constant growth rate in a stock’s dividend, what would be the intrinsic value of the stock given D1 = Rs. 3, k = 9%, and g = 6%?

a) Rs. 95

b) Rs. 105

c) Rs. 110

d) Rs. 100

7 / 10

Which of the following is/are types of accounts in Portfolio Management Services (PMS)?

a) Non-discretionary portfolio management

b) Advisory services

c) Discretionary portfolio management

d) All of these

8 / 10

What does a fundamental analyst study among the following?

a) Companys financials

b) Competitive position in industry

c) Companys management

d) All the above

9 / 10

9. A company with an equity capital of Rs.50 crores generates a gross profit of Rs.100 crores and a net profit after tax of Rs.50 crores. If the market price of its equity share is Rs.100, what will be its P/E ratio.

a) 5

b) 50

c) 20

d) 10

10 / 10

10.

SEBI does not deal with any complaints which fall under the purview of the other regulatory bodies i.e. IRDA , PFRDA etc. State whether True or False.

a) True

b) False

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Investment Adviser (Level 1) Free Demo Test 3

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