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Merchant Banking Certification Free Demo Test 3

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Merchant Banking Certification Free Demo Test 3

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1. Takeover is the procurement of significant __________ with the intent of securing managerial authority over the company.

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2. Which legislation prohibits anti-competitive agreements, addresses the abuse of dominant positions by enterprises, and regulates combinations (such as acquisitions and gaining control) that may result in or are likely to result in a significant adverse impact on competition within India?

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3. In case of private placement of debt securities, if the limit on the number of potential investors who can be approached is exceeded, _______.

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4. ___________ occurs when two companies combine together to form a new enterprise altogether, and neither of the previous companies survives independently

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5. ___________ ushered in an era of efficient capital market infrastructure, improved investor protection, reduced risks and increased transparency of transactions in the securities market

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6. True or False: An investor has the option to invest in risky products in the equity market, while a risk-averse investor can choose to invest in the bond markets, which are relatively less risky.

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7. The responsibilities of a Merchant Banker in takeovers and share acquisitions are delineated in the _________.

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8. True or False: When a Compliance Officer identifies any non-compliance with SEBI regulations, is it necessary for the Compliance Officer to seek permission from the Merchant Banker management before reporting these to SEBI?

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9. Who is responsible for certifying adherence to SEBI Guidelines in formulating the Employee Stock Purchase Scheme by the company?

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10. Which of the following are standardized exchange-traded contracts that represent a special type of forward contract?

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