- 10 Free Mock Tests | Year: 2024

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Mumbai
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Pune
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Gujarat
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Mumbai
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Gujarat
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Delhi
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Delhi
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Delhi
NISM Depository Operations Exam Pattern
- Exam Fees: ₹1500 + (may indicate taxes or additional fees)
- Test Duration: 2 hours
- Total Questions: 100 questions
- Maximum Marks: 100 marks
- Passing Marks: 60% (i.e., 60 marks)
- Negative Marking: 25% deduction for each incorrect answer
NISM Depository Operations Syllabus Outline
The exam covers the following 14 units:
- Introduction to the Capital Market: Understanding the basic concepts of capital markets and their significance.
- Introduction to Depository: Overview of depositories and their role in the financial market.
- Depository and its Business Partners: Understanding the depository’s key business partners, including depository participants.
- Functions of Depository Participant – Account Opening: Detailed process of opening depository accounts for clients.
- Functions of Depository Participant – Transmission and Nomination: Handling account transmissions and nominations in depository operations.
- Functions of Depository Participant – Dematerialization: Process of converting physical securities into dematerialized (electronic) form.
- Functions of Depository Participant – Trading and Settlement: Role of the depository in trading and settlement of securities.
- Pledge and Hypothecation: The process and importance of pledging and hypothecation of securities.
- Corporate Action: Understanding corporate actions and their effect on securities held in dematerialized form.
- Public Issues: Overview of public issues and how they are managed in the depository system.
- Debt Instruments and Government Securities: Handling debt instruments and government securities in the depository.
- Foreign Portfolio Investor (FPI): Understanding the role and regulations for foreign portfolio investors.
- Rajiv Gandhi Equity Saving Schemes: Introduction to the Rajiv Gandhi Equity Savings Scheme and its benefits.
Basic Services Demat Account (BSDA): Understanding the features and importance of Basic Services Demat Accounts.