Portfolio Managers Cert. Free Demo Test 5

1 / 10

Securities traded on a stock exchange or other regulated markets are to be valued at the closing price quoted on the relevant exchange or market, as on the relevant Valuation Day. State whether true or false.

a) True

b) False

2 / 10

____ Funds are recommended to comply with the Global Investment Performance Standards, to ensure full disclosures and fair performance presentation which helps to advance fair competitive practices within the industry and meet the demands of prospective clients and investors.

a) Global Investment

b) Alternative Investment

c) Investment Management Firms

d) Gross Asset Value

3 / 10

In the Category III AIF Distributors’ model code of conduct, it’s important to consider _________, assess the risks, and ensure suitability to their financial needs when promoting and advising on Category III AIFs.

a) Directors premiums

b) Investee premiums

c) Distributors risk

d) Investor's interest

4 / 10

The ________ will be determined by adding up the market value of both the long and short positions of all securities/contracts held by the fund.

a) Beneficial Interest

b) Debt security

c) Total exposure

d) Unlisted securities

5 / 10

____ commitment shall be in the form of investment in the scheme of the fund and shall not be through the waiver of management fees.

a) Capital commitment

b) Sponsor commitment

c) Commercial commitment

d) Drawdown

6 / 10

The United Nations-supported __________ is a worldwide network of investors working to incorporate ESG (Environmental, Social, and Governance) practices into their investment approaches.

a) Principles for Responsible Investment

b) Principles of Drawdown P eriod

c) Principles for Required Investments

d) Principles of Commitment Period

7 / 10

Performance Risk encompasses the ________ risk factors.

a) Potential Loss of Investment

b) Incentive Fee

c) Dependence on Investment Manager

d) All the above

8 / 10

A Category III AIF is allowed to invest up to _____ of its investable funds in a single investee company.

a) 20 percent

b) 25 percent

c) 5 percent

d) 10 percent

9 / 10

9. The Investment Manager has ________ years of experience in handling equities, fixed-income securities, and derivatives. Therefore, they can make investment decisions on behalf of their investors.

a) Minimum 2 years

b) Maximum 2 years

c) Minimum 5 years

d) Maximum 5 years

10 / 10

10. ___________ made by AIFs in India, are considered foreign investments if neither the Sponsor nor the Manager nor the Investment Manager is Indian owned and controlled.

a) Investments

b) Private Equity Fund

c) Angel Fund

d) Hedge Fund

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Portfolio Managers Cert. Free Demo Test 5

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