Securities Market Foundation Free Demo Test 3

1 / 10

An investor wanting to buy units of an ETF will carry out the transaction with _______.

a) AMC, account statement

b) Distributors; Account statement

c) Distributor, demat account

d) Brokers; demat account

2 / 10

__________ are closed-ended funds that invest in securities with a maturity matching the term of the scheme.

a) Infrastructure Debt Funds (IDF)

b) Active mutual funds

c) Fixed Maturity Plans (FMP)

d) Real estate mutual funds

3 / 10

_________ are derivatives traded on exchanges.

a) Futures

b) Swaps

c) Forwards

d) Options

4 / 10

Options that grant the holder the right to buy the underlying asset are known as ________ options.

a) Strike

b) Call

c) Exercise

d) Put

5 / 10

As per SEBI guidelines, ___________ are the investors who meet the eligibility criteria to invest in mutual funds in India.

a) Institutions and Trusts

b) Non Resident Indians (NRIs)

c) Persons of Indian Origin (PIOs)

d) All the above

6 / 10

If the investigations need it, _________ can punish people who break the rules in a stock exchange.

a) MCA

b) RBI

c) SEBI

d) DEA

7 / 10

___________ borrow money by issuing IOUs (debt securities) to cover their needs for both short-term and long-term financing when they have budget shortfalls.

a) State Government

b) Central Government

c) Local Government

d) Only 1 and 2

8 / 10

Exchanges provide _________ services to their members, and they charge a fee for these services.

a) Algorithmic Trading

b) High-Frequency Trading

c) Mobile Trading

d) Co-location

9 / 10

_________ trading refers to traders buying or selling a share during a trading day and then reversing that trade before the market closes on the same day.

a) Inter-day trading

b) Rolling settlement

c) Squaring off a trade

d) Trades for delivery

10 / 10

10.

Securities are issued according to specific rules that usually demand the _________ to receive sufficient information.

a) Investors

b) Underwriters

c) Issuers

d) Brokers

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Securities Market Foundation Free Demo Test 3

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